Non-compliance risk
Command Strategy supports its customers in implementing governance, risk and compliance strategies to ensure integrated and effective management of all risks.
Our support
- Compliance with applicable regulations (Basel III, MiFID II, GDPR, LCB-FT, Solvency II, etc.) : Ensure that regulatory requirements are applied and that internal processes are adapted to limit legal and financial risks.
- Structuring the compliance system: Define policies, procedures and controls adapted to the organization’s specificities to ensure sustainable compliance.
- Management of reporting and auditing requirements: Ensure the production of accurate regulatory reporting (declarations to regulators, monitoring of suspicious transactions, documentation of internal controls).
- Development of Key Compliance Indicators (KCIs): implement monitoring metrics to detect anomalies, measure the effectiveness of systems and anticipate regulatory deviations.
- Warning systems and detection of breaches: Implement tools to monitor and detect risky behavior (suspicious transactions, non-compliance with procedures, conflicts of interest).
- Non-compliance risk mapping: Analyze and prioritize risks related to regulatory requirements, internal controls and ethical obligations.
- Fraud and money laundering risk analysis: Use predictive models and detection algorithms to identify suspicious transactions and strengthen the fight against money laundering (AML).
- Stress tests and audit simulations: test compliance systems against complex scenarios (regulatory investigations, reputational crises, financial sanctions) to assess their robustness.
- Calculate the financial impact of compliance risks: Model the potential costs associated with sanctions, fines and reputational damage to optimize risk management.
- Deployment of GRC (Governance, Risk & Compliance) solutions: Integrate platforms to automate the management of controls, audits and regulatory reporting.
- Optimizing validation and control workflows: Digitizing and streamlining compliance processes to reduce the administrative burden and minimize human error.
- Data security and RGPD compliance: Implement robust personal data protection systems and ensure traceability of processing in accordance with regulatory obligations.
- Compliance awareness and training: Train employees in regulatory obligations, ethical best practices and the risks of non-compliance.
- Developing a culture of compliance and ethics: instilling responsible behavior and reinforcing adherence to the values of integrity and transparency.
- Proactive management of relations with regulators and supervisory authorities: Support teams in their interactions with supervisory bodies and in managing regulatory audits and inspections.
124 Bis Avenue de Villiers – 75017 Paris
Phone: +33 (0)1 42 94 09 48
Benjamin TESSIAUT, CFA
Senior Manager
A statistician and actuary with a degree from ISUP – Sorbonne University, Benjamin has been working for the past ten years on financial actuarial, regulatory and modeling issues for players in the world of finance.
Sophie TA KIM
Senior Manager
Trained as an accountant, Sophie exercised the auditing profession then as a consultant to asset managers, bankss and insurers during fifteen years before joining Command Strategy.
Sarah OHAYON
Senior Manager
Sarah holds a Master’s degree in Statistical and Financial Engineering from Paris Dauphine University. has built up her expertise in risk management over the last ten years, working as a consultant for a range of investment players.the investment world.
Fabrice ROUSSEAU
Senior Manager
Graduate of Paris Dauphine University with twenty-five years’ experience, including ten years in investment banking and trading.
Jean-Pierre RIZK
Partner
A graduate of HEC Paris specializing in financial services, Jean-Pierre covers the entire consulting chain, from strategic analysis to implementation and outsourcing. His expertise, versatility and ability to bring people together are one of the hallmarks passed on in Command’s DNA. Strategy.
Hakim AMEZIANI
Partner
A graduate of ENS Paris and Université Paris Dauphine, Hakim has over ten years’ experience in asset management in asset management and financial and insurance risk managementHe has worked on a wide range of projects, from regulatory issues and changes to standards, to large-scale IS and financial projects.
Vincent TARRIT
Senior Manager
A graduate of the Toulouse School of Economics (TSE), Vincent has several years’ experience in managing projects on a variety of themes: alternative investments, benchmarks, data quality, etc.
Sarah IHADDADENE
Manager
An expert in financial engineering and a graduate of ESG Finance, Sarah has nearly 7 years’ experience in finance and asset management. Her various assignments have enabled her to work on functional issues, accounting projects and the production of regulatory statements.
Guillaume DELSENY
Senior Manager
A graduate of Skema Business School and Université Paris I Panthéon-Sorbonne, Guillaume has 15 years’ experience in organizational transformation, with a specialization in Asset Management. He is involved in the entire consulting cycle, including IT project management, systems selection and migration, and business rules definition. His expertise covers the Front-to-Back-to-Accounting-to-Treasury chain and Private assets.
Tidia YETTOU
COMMUNICATION
With a degree in Marketing, Tidia joined the company at its inception and has played an active role in its expansion. She holds the position of Marketing and Communications Manager.
Nicolas DUSSERRE
Senior Manager
Trained as an engineer, Nicolas is passionate about data-driven innovations. specializes in automation issues for players in the world of finance..
Thomas BELLINI
Manager
Thomas holds a Master’s degree in “IT for Finance” from the Université Paris Dauphine, as well as a diploma from the CY-TECH engineering school (Data Science option), and specializes in the design of IT solutions for the financial sector. Today, within the company, he works on projects as a Full Stack developer, with a focus on finance.
Olga DENEGA
Senior Manager
Alexandre TEYSSIER
Manager
Holder of a Master’s degree in Engineering and Finance (M2IF) from the University of Paris-Saclay, Alexandre has solid expertise in the use of mathematical and numerical tools applied to finance. For the past 7 years, he has been working in the fields of Asset Management and Risk Management, addressing a wide range of industry issues.
